"美国 SEC RIA 投资顾问牌照申请


 美国注册投资顾问（Registered Investment Advisor, RIA）受美国证券交易委员会（SEC）或各州证券部门严格规管。任何在美国境内或向美国投资者提供证券投资建议、基金资产管理的专业机构，必须完成RIA注册。当机构的资产管理规模（AUM）达到1亿美元门槛时，须直接受联邦级SEC监管。


港汇通为全球财富管理机构及家族办公室提供严谨的美国SEC RIA注册与合规咨询。我们的服务贯穿全流程，包括投资顾问资格评估、IARD系统合规申报、ADV表格（Part 1 & 2）的专业撰写，以及合规官（CCO）的内部政策（Compliance Program）制定。我们助力企业跨越北美金融监管壁垒，构建国际化、高净值的资产管理品牌。"

https://www.hklic.com/license/usa-sec-ria-investment-advisor/

"美国 SEC RIA 投资顾问牌照

美国SEC RIA牌照

注册投资顾问申请流程

SEC RIA合规要求

美国资产管理牌照代办

RIA牌照注册费用"

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